Boutique Investment Bank Gets Automated KYC/AML System Built
by Raises.com
This article is general information, not legal, tax, securities or investment advice. Laws, rates and programs change, and the details here may no longer be current. Confirm anything you plan to act on with your own counsel and accountant.
Before Using Self-Serve Investment Bank™
(Undisclosed) a boutique investment bank based in Canada needed help building their compliance regime to properly handle AML and KYC for their clients. The firm also needed an automated way to process KYC and AML They had not processed one client and needed a consulting strategy to start.
After Using Self-Serve Investment Bank™
After consulting Self-Serve Investment Bank™, the firm completed its first $20m in transactions using an automated, netted it's fees and learned how to prepare for an audit for its security commission.
General information, not legal, tax, securities or investment advice. Laws, rates and programs change, and the details here may no longer be current. Confirm anything you plan to act on with your own counsel and accountant.